The Knowledge Group Has Scheduled a Live Webcast on Accounting Fraud & SEC Investigations: Recent Enforcement Initiatives and Compliance Issues
The Knowledge Group, the leading producer of regulatory focused webcasts, announced today that it has scheduled a live webcast entitled: Accounting Fraud & SEC Investigations: Recent Enforcement Initiatives and Compliance Issues. This event is scheduled on January 11, 2023 from 3:00 PM to 4:00 PM (ET).
- (1888PressRelease) January 07, 2023 - The Knowledge Group, the leading producer of regulatory focused webcasts, announced today that it has scheduled a live webcast entitled: Accounting Fraud & SEC Investigations: Recent Enforcement Initiatives and Compliance Issues. This event is scheduled on January 11, 2023 from 3:00 PM to 4:00 PM (ET).
Event Summary:
The Securities and Exchange Commission’s (SEC) recent investigation on the alleged accounting fraud committed by Synchronoss Technologies, Inc. and its several employees signals the Commission’s heightened enforcement scrutiny on individual accountability. Top executives are now faced with a notice for potential SOX 304 Reimbursement. This underscores the need to develop a robust internal control and compliance culture for financial reporting.
As the SEC’s enforcement activities continue to ramp up and the regulatory landscape remains uncertain, businesses must stay updated and be well-versed on any grounds that would result in potential liability risks.
Join experienced regulatory and compliance practitioners, John A. Rademacher (Charles River Associates), Rebecca Fike (Vison & Elkins), and Christopher W. Ahart (U.S. Securities and Exchange Commission), as they provide a comprehensive discussion on the recent SEC enforcement actions and considerations for fostering an ethical culture and reducing compliance risks. Speakers, among other things, will also offer best practices and effective compliance strategies amidst the ever-changing legal landscape.
Key issues that will be covered in this course are:
• SEC Enforcement Actions on Accounting Fraud Cases: Individual Accountability and SOX 304 Reimbursement
• Analyzing Recent SEC Accounting Fraud Investigations
• Potential Implications and Risk Issues
• Best Practices and Compliance Strategies
• What Lies Ahead
Speakers/Faculty Panel
Christopher W. Ahart
Senior Counsel
U.S. Securities and Exchange Commission
Rebecca Fike
Partner
Vinson & Elkins LLP
John A. Rademacher
Principal
Charles River Associates
For an updated list of the faculty panel, please visit:
https://knowledgewebcasts.com/know-portfolio/accounting-fraud-sec-investigations-cle/
About The Knowledge Group
Founded in November 2006, The Knowledge Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, human resources professionals, technology officers, and business consultants in a wide range of industries.
The Knowledge Group strives to be the best-in-class provider of continuing education by bringing forth relevant content you can’t get anywhere else.
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