Tamara Seelman, Partner, Gordon & Rees LLP to Speak at TKG's Event
The Knowledge Group Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Tamara Seelman, Partner, Gordon & Rees LLP will speak at TKG's Event.
- (1888PressRelease) October 05, 2018 - This event is scheduled for Friday, November 9, 2018 @ 12:00 pm - 2:00 pm ET.
For further details, please visit:
https://www.theknowledgegroup.org/webcasts/proposed-best-interest-standard-for-brokers/
About Tamara Seelman
Tamara Seelman is a partner and co-chair of the securities litigation practice group with the national law firm of Gordon & Rees LLP. She has 20 years of experience in complex commercial litigation with an emphasis on securities litigation. She was recently named Best Lawyers in America®, Securities Litigation (2018). She advises public and private companies, broker dealers, registered investment advisors and other financial services entities in state and federal courts, SEC, FINRA and other government investigations and FINRA arbitrations. She regularly advises her clients with respect to sales practice violations, and allegations of securities fraud and breach of fiduciary duty. In addition, for the last 10 years Mrs. Seelman has been an adjunct professor at the University of Denver Sturm College of Law where she teaches a course on securities law.
About Gordon & Rees LLP
Gordon & Rees is a national litigation and business transactions firm with more than 800 lawyers in 50 offices across the United States. Our lawyers provide full service representation to public and private companies ranging from the Fortune 500 to start-ups. Founded in 1974, Gordon & Rees is recognized among the fastest growing and largest law firms in the country. Additionally, in 2018 Law360 ranked the firm among the top 40 largest U.S. firms and The American Lawyer ranked the firm among the top 35 on its Diversity Scorecard.
Event Synopsis:
In an effort to clarify and enhance the existing regulatory requirements for broker-dealers, the U.S. Securities and Exchange Commission (SEC) recently released its “Best Interest” standard. According to SEC, the proposed regulation is "designed to enhance the quality and transparency of investors’ relationships with investment advisers and broker-dealers while preserving access to a variety of types of advice relationships and investment products."
If adopted as proposed, the standard will require broker-dealers and persons associated with a broker-dealer to act in the best interest of a retail customer when providing recommendations to any transactions involving securities.
In this LIVE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will discuss in depth the fundamentals as well as significant issues surrounding the Proposed “Best Interest” Standard for Brokers. Speakers will also identify recent trends, developments and updates surrounding this significant topic.
Key topics include:
• SEC’s “Best Interest” Standard for Brokers: An Overview
• Obligations and Compliance
• Common Red Flags
• Risks and Pitfalls
• Opportunities and Challenges
• Future Implications
• What Lies Ahead
About The Knowledge Group/The Knowledge Congress Live Webcast Series
The Knowledge Group was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register for an event, please visit: http://theknowledgegroup.org/all-events-list
###
space
space
Satisfied Users & 
Approved Press Releases
Print
Email
Report Spam