Ryan Wolfe, Director, Credibility International LLC to Speak at The Knowledge Group’s Event
The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Ryan Wolfe, Director, Credibility International LLC will speak at its webcast entitled, “SEC’s Heightened Enforcement: Exploring Practical Compliance Tips and Strategies.” This event is scheduled for Tuesday, June 15, 2021 from 12:00 pm to 1:00 pm (ET).
- (1888PressRelease) May 28, 2021 - For further details, please visit:
https://knowledgewebcasts.com/know-portfolio/secs-heightened-enforcement-cle-cpe/
About Ryan Wolfe
Ryan Wolfe is a Director at Credibility International. Ryan is an expert in the application of Generally Accepted Accounting Principles (GAAP), PCAOB Standards, and the financial reporting requirements for issuers of securities registered with the United States Securities and Exchange Commission (SEC). Ryan served in the Office of the Chief Accountant (OCA) at the SEC from 2011 to 2020. OCA is the principal advisor to the Commission on accounting and auditing matters. During his tenure in OCA, Ryan served in multiple positions in OCA. From 2011 through March 2019, Ryan was responsible for OCA’s relationship with the Division of Enforcement, including advising the Commission on enforcement actions involving accountants and auditors and leading OCA consultations with Divisions and Offices related to enforcement matters and for advising the Commission on Enforcement matters.
Prior to his work at the SEC, Ryan’s practice involved serving corporate, individual, and regulatory clients and their counsel across a wide range of industries, including providing expert analysis related to SEC and DOJ investigations, damage calculation and analysis, complex litigation, and auditor malpractice. He has supported complex regulatory and settlement negotiations, and provided on-site support at depositions and trials.
Ryan is a certified public accountant licensed in Virginia and a Chartered Financial Analyst (CFA) Charterholder. Ryan holds a Bachelor of Science in Business Administration from the University of Richmond Robins School of Business and received a Certificate in Securities Regulation from the Georgetown University Law Center.
About Credibility International LLC
Credibility International is a boutique professional services firm based in Washington, D.C. specializing in forensic investigations and business disputes. Credibility provides forensic investigation, litigation support, and expert testimony in a wide range of matters, including matters involving complex accounting, auditing, financial reporting, allegations of fraud, and white-collar criminal and civil defense. Credibility also specializes in matters including domestic commercial disputes, international arbitration, breach of contract, expropriation, and breach of fiduciary duty.
With expertise in forensic accounting, finance, and economics, Credibility’s accounting and financial professionals help our clients distill, understand, and present complex fact patterns in a variety of business and legal forums.
Abstract
The securities law landscape continues to evolve as new regulatory developments emerge. Recently, under the direction of its new Chair, the Securities and Exchange Commission’s (SEC) has been messaging the priorities of its enforcement program, including renewed focus across the agency related to climate change disclosures, cybersecurity, and financial innovation. The SEC staff has also messaged through its examination priorities that it will focus on recently established rules and standards of conduct for registered investment advisers (RIAs) and broker-dealers. Although the new administration is still working through several pandemic-related economic disruptions, a more aggressive enforcement posture is widely expected.
In light of these changes, registrants must continue to be proactive in addressing compliance with SEC regulations while keeping abreast of emerging legal and policy developments that may result in increased scrutiny from SEC staff, including the Division of Enforcement.
In this LIVE Webcast, financial regulatory experts Dr. Jennifer Marietta-Westberg (Cornerstone Research) and Ryan Wolfe (Credibility International LLC) will provide the audience with an in-depth discussion of the SEC’s heightened enforcement priorities. Speakers will also present recent regulatory developments and share practical ways to improve compliance amid the changing legal landscape.
Key issues that will be covered in this course are:
• Trends and Developments in Securities Law
• The SEC’s 2021 Enforcement Priorities
• Critical Issues and Challenges
• Best Compliance Practices
• Outlook
About The Knowledge Group
Founded in November 2006, The Knowledge Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, human resources professionals, technology officers, and business consultants in a wide range of industries.
The Knowledge Group strives to be the best-in-class provider of continuing education by bringing forth relevant content you can’t get anywhere else.
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