Ruth Jin, Esq., Attorney, The Jin Law Group to Speak at TKG's Event
The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Ruth Jin, Esq., Attorney, The Jin Law Group will speak at the Knowledge Group’s webcast entitled: “Proposed “Best Interest” Standard for Brokers: What Is It and Why You Need to Know LIVE Webcast.”
- (1888PressRelease) October 10, 2018 - This event is scheduled for Friday, November 9, 2018 @ 12:00 pm - 2:00 pm ET.
For further details, please visit:
https://www.theknowledgegroup.org/webcasts/proposed-best-interest-standard-for-brokers/
About Ruth Jin, Esq.
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds for fund formation, investment management and related regulatory compliance; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. She also provides broker-dealers with regulatory compliance related legal advice. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations.
Prior to founding The Jin Law Group, she worked at the corporate law departments of such major law firms as Orrick Herrington & Sutcliffe and McKee Nelson LLP. Ruth was selected as Rising Star by Super Lawyer magazine, a rating company of outstanding lawyers by Thomson Reuters; selected as one of the Top Attorneys in New York by New York Times Magazine since 2014; and Top 10% Attorneys by Lawyers of Distinction in 2018. Ruth was a panelist in the 2005 American Bar Association Section of International Law Spring Meeting on international trade related issues, and was a fellow of the Institute of International Economic Law in Washington, D.C. from 2003 to 2004.
About The Jin Law Group
The Jin Law Group, PLLC is a specialized corporate and securities law boutique providing strategic legal services to clients ranging from emerging companies and entrepreneurs to Fortune 500 companies. The Jin Law Group advises business ventures through all stages of growth from start-up to various types of capital financing. The Firm has extensive experience in representing hedge funds and VC/PE firms in fund formation, securities law compliance and acquisition transactions. In addition, the Firm represents broker-dealers for FINRA registration and compliance. The Firm is known for its legal innovation, excellence, integrity and diligence among its clients. The core values of the Firm are specialization, dedication and reliability.
Event Synopsis:
In an effort to clarify and enhance the existing regulatory requirements for broker-dealers, the U.S. Securities and Exchange Commission (SEC) recently released its “Best Interest” standard. According to SEC, the proposed regulation is "designed to enhance the quality and transparency of investors’ relationships with investment advisers and broker-dealers while preserving access to a variety of types of advice relationships and investment products."
If adopted as proposed, the standard will require broker-dealers and persons associated with a broker-dealer to act in the best interest of a retail customer when providing recommendations to any transactions involving securities.
In this LIVE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will discuss in depth the fundamentals as well as significant issues surrounding the Proposed “Best Interest” Standard for Brokers. Speakers will also identify recent trends, developments and updates surrounding this significant topic.
Key topics include:
• SEC’s “Best Interest” Standard for Brokers: An Overview
• Obligations and Compliance
• Common Red Flags
• Risks and Pitfalls
• Opportunities and Challenges
• Future Implications
• What Lies Ahead
About The Knowledge Group/The Knowledge Congress Live Webcast Series
The Knowledge Group was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register for an event, please visit: http://theknowledgegroup.org/all-events-list
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