Rebecca Beers, Partner, RumbergerKirk to Speak at The Knowledge Group’s Recent Trends and Key Issues in FINRA Arbitration and Enforcement
The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Rebecca Beers, Partner, RumbergerKirk will speak at its webcast entitled, “Recent Trends and Key Issues in FINRA Arbitration and Enforcement” This event is scheduled for November 13, 2023, from 12:00 pm to 1:00 pm (ET).
- (1888PressRelease) October 24, 2023 - The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Rebecca Beers, Partner, RumbergerKirk will speak at its webcast entitled, “Recent Trends and Key Issues in FINRA Arbitration and Enforcement” This event is scheduled for November 13, 2023, from 12:00 pm to 1:00 pm (ET).
For further details, please visit:
https://knowledgewebcasts.com/know-portfolio/finra-arbitration-and-enforcement-cle-2023/
About Rebecca Beers
Rebecca Beers is a partner in the Birmingham office of RumbergerKirk and focuses on securities and commercial litigation. She represents broker-dealers and registered investment advisors in state and federal courts and in FINRA arbitration, litigating claims related to suitability, fraud, breach of fiduciary duty, failure to supervise, clearing broker liability, raiding, employment contracts, and U5 defamation. She also has substantial experience in class actions, insurance law, and employment matters. In addition, Rebecca has developed a wide-ranging knowledge of arbitration law, particularly in post-award litigation in courts and in the enforcement of arbitration agreements.
About RumbergerKirk
RumbergerKirk provides litigation and counseling services in product liability, commercial litigation, construction, IP litigation, employment, insurance coverage, professional liability and toxic torts. We understand that early case evaluation allows for better strategic planning and case management. As experienced trial lawyers, we evaluate cases as trial or settlement candidates early in the process, so our clients can settle cases without incurring the cost of an entire trial preparation. This allows them to devote the necessary resources to cases that they are anxious to try or that cannot be resolved except by trial. Offices in Florida and Alabama.
Event Summary
The FINRA arbitration and enforcement landscape has undergone significant transformations in recent years. Among these changes include revisions to the arbitrator selection process, proposed regulations on the use of artificial intelligence, and adaptations to expungement proceedings. These developments underscore FINRA’s commitment to fortifying dispute resolution and enhancing regulatory oversight.
Thus, to effectively navigate the changing landscape, practitioners must stay abreast of these evolving compliance requirements.
Join experienced securities arbitration practitioners Rebecca A. Beers (RumbergerKirk) and Debra A. Jenks, Esq. (Debra A. Jenks, P.A.) as they delve into the latest trends and pivotal developments in FINRA arbitration and enforcement. The speakers will also provide invaluable insights on the current regulatory focus as well as provide best practices for maintaining compliance in this dynamic financial environment.
Some of the major topics that will be covered in this course are:
• Regulatory Landscape: An Overview
• Analysis of Notable Arbitration Cases
• Enforcement Priorities and Strategies
• Emerging Dispute Resolution Trends
• Best Compliance Practices
About The Knowledge Group
Founded in November 2006, The Knowledge Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, human resources professionals, technology officers, and business consultants in a wide range of industries.
The Knowledge Group strives to be the best-in-class provider of continuing education by bringing forth relevant content you can’t get anywhere else.
Contact:
Therese Lumbao
Director, Member Services
The Knowledge Group, LLC
info ( @ ) theknowledgegroup dot org
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