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  • Introducing Quest CE's Branch Audit Tool
  • Quest CE is proud to announce the Branch Audit Tool, an innovative addition to their industry leading suite of Firm Element compliance training solutions.
  • April 20, 2011
  • Updates To Outside Business Activity Tracking - FINRA Rule 3270
  • Quest CE's industry leading Outside Business Activity Tracking Solution is compliant with the new FINRA Rule 3270. FINRA Rule 3270 requires registered representatives to provide a prior written notice to broker-dealers of an outside business activity.The new rule went into effect December 15, 2010.
  • December 18, 2010
  • Quest CE Offers Iowa 4-Hour Annuity Training Course
  • Quest CE is proud to announce their Iowa 4-Hour Annuity Training Course is approved by the state and meets the Iowa Administrative Rule 191-15.72 for a one-time, four (4) hour annuity training course requirement.
  • November 12, 2010
  • Quest CE Launches Compliance Training for Investment Advisers
  • Quest CE now offers a series of products suitable for Investment Adviser Compliance Training. This new suite of products covers Suitability, Anti-Money Laundering Training, Political Contributions Tracking and additional regulations that Investment Advisers are required to adhere to.
  • October 27, 2010
  • Quest CE's Iowa 4-Hour Annuity Training Course Approved
  • Quest CE is proud to announce their Iowa 4-Hour Annuity Training Course has been approved for a one-time, four (4) hour annuity training course requirement. In addition, this course is approved for resident CE credit.
  • August 31, 2010
  • Quest CE Introduces The e-Affidavit
  • Quest CE is proud to announce the technological update of e-Affidavits. The online monitor affidavit is convenient and will prevent errors from occurring. The advancement of e-Affidavits will make the CE course completion and submission process easier and expedient.
  • July 21, 2010
  • Quest CE Announces Correspondence Continuing Education (CE) Training
  • Quest CE is proud to announce Correspondence CE Training, a brand new product to their Continuing Education suite. Correspondence CE Training addresses several of the challenges associated with hosting large multi-hour seminars for state specific requirements. Correspondence CE Training offers an effective solution to comply with the unique state specific Ethics and Annuity training requirements.
  • July 17, 2010
  • Quest CE Offers "Retirement Planning and Annuities" Course
  • Quest CE is proud to announce the course approval of "Retirement Planning and Annuities". Planning for retirement can involve multitudes of subjects. As individuals gain knowledge on the value of annuities, they will understand the benefit of this product. This course is currently approved in Missouri and Wisconsin for eight (8) credit hours.
  • July 16, 2010