Peter Tepley, Partner, Rumberger Kirk & Caldwell to Speak at The Knowledge Group’s FINRA Arbitration Hot Topics for 2020:Updates You Should Know
The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Peter Tepley, Partner, Rumberger Kirk & Caldwell will speak at its webcast entitled, “FINRA Arbitration Hot Topics for 2020: Updates You Should Know.” This event is scheduled for December 13, 2019, from 3:00 pm to 5:00 pm (ET).
- (1888PressRelease) November 28, 2019 - The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Peter Tepley, Partner, Rumberger Kirk & Caldwell will speak at its webcast entitled, “FINRA Arbitration Hot Topics for 2020: Updates You Should Know.” This event is scheduled for December 13, 2019, from 3:00 pm to 5:00 pm (ET).
For further details, please visit:
https://www.theknowledgegroup.org/webcasts/finra-arbitration-hot-topics-for-2020/
About Peter Tepley
Peter Tepley is a partner in the Birmingham office of Rumberger, Kirk and Caldwell. Tepley frequently represents securities broker dealers, including clearing brokers, and their registered representatives in customer, employment, and industry disputes in FINRA arbitrations as well as state and federal courts. He also represents public and private companies and their officers and directors in a variety of complex business disputes, including business torts and breach of contract cases. He defends businesses and individual officers and directors in class actions, including securities class actions.
About Rumberger Kirk & Caldwell
Rumberger, Kirk & Caldwell provides litigation and counseling services in a wide range of civil practice areas including product liability, commercial litigation, construction, real estate, intellectual property litigation, securities litigation, financial services litigation, labor and employment law, bankruptcy, insurance coverage, professional liability and administrative law. Offices are located in Orlando, Tampa, Miami, Tallahassee and Birmingham.
Abstract
Over the years, the Financial Industry Regulatory Authority, Inc. (FINRA) has published notices to provide firms with up to date information on different scales of arbitration issues. Latest rule proposals and potentials are continually being addressed including FINRA's efforts to gain diversity in their arbitrary pool and how to handle complex and costly aspects of arbitration.
In this LIVE Webcast, a seasoned panel of thought leaders and professionals brought together by The Knowledge Group will provide and present to the audience an in-depth analysis of the fundamentals as well as recent developments in FINRA Arbitration. Speakers will also address all important issues surrounding this significant topic including the variety of updates, changes, and recent trends. Best practices to cope with these arbitration trends will also be discussed.
This LIVE Webcast will discuss the following key topics:
• FINRA Arbitration – Trends and Updates
• Published Notices
• New Rules and Proposed Rule Changes
• Best Practices
• What Lies Ahead
About The Knowledge Group
The Knowledge Group was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: http://theknowledgegroup.org/.
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