Peter Homer, Attorney and Founding Member of Homer Bonner, to Speak at The Knowledge Group’s FINRA’s 2022 Priorities
The Knowledge Group, the leading producer of regulatory-focused webcasts, has announced today that Peter Homer, Attorney and Founding Member of Homer Bonner, will speak at its webcast entitled, “FINRA’s 2022 Priorities: Significant Changes and Emerging Issues Affecting Your Compliance Program.”
- (1888PressRelease) September 17, 2022 - This event is scheduled for September 20, 2022 from 3:00 PM to 4:30 PM ET.
For further details, please visit: https://knowledgewebcasts.com/know-portfolio/finras-2022-priorities-cle/
About Peter Homer
Peter Homer is a founder of the Homer Bonner law firm He has a diverse and extensive business law and litigation practice at both the trial and appellate levels, and in various arbitral forums. Mr. Homer represents private and public companies, with an emphasis on financial institutions, in all manner of litigation, arbitration, regulatory enforcement proceedings, and investigations by governmental agencies and self-regulatory organizations including FINRA and the NFA. He also counsels clients on compliance issues and laws, rules and regulations at the federal and state levels of various regulatory and self-regulatory organizations.
About Homer Bonner
Homer Bonner is a boutique litigation and transactional firm founded in Miami in 1986. For over three decades, the firm has thrived because of results achieved with and for clients.
Event Summary
The Financial Industry Regulatory Authority (FINRA) recently released the 2022 Report on FINRA’s Examination and Risk Monitoring Program which presents findings from the latest examination process. The report highlights newly identified risk areas including cybersecurity, Regulation Best Interest (Reg BI), and mobile applications and digital platforms. Likewise, it also identifies applicable rules and key considerations for the compliance programs of member institutions.
The number of FINRA initiatives underscores the need for FINRA members to be up-to-date with relevant regulatory developments. As increased scrutiny is expected in the coming months, it is vital for institutions to review their procedures to fulfill their compliance obligations and avoid potential legal liabilities.
Join a panel of key thought leaders and distinguished professionals organized by The Knowledge Group as they provide a comprehensive discussion of the latest enforcement priorities of the FINRA. Speakers, among other things, will also offer practical tips and strategies to overcome compliance challenges in this ever-changing regulatory landscape.
Key topics include:
• The 2022 Report of FINRA Examination and Risk Monitoring Program
• FINRA’s Latest Enforcement Priorities
• Existing and Emerging Issues that Will Likely Impact Your Compliance Program
• Best Practices During FINRA Exams
• What Lies Ahead
About The Knowledge Group
Founded in November 2006, The Knowledge Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, human resources professionals, technology officers, and business consultants in a wide range of industries.
The Knowledge Group strives to be the best-in-class provider of continuing education by bringing forth relevant content you can’t get anywhere else.
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