Paul Rose, Associate Dean for Academic Affairs, Moritz College of Law, Ohio State University, to Speak at TKG's Kokesh v. SEC Ruling
The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Paul Rose, Associate Dean, Ohio State University will speak at The Knowledge Group’s webcast entitled: “The Kokesh v. SEC Ruling: Significant Implications for Financial Regulatory Investigations LIVE Webcast”.
- New York, NY (1888PressRelease) November 09, 2017 - This event is scheduled for November 13, 2017 from 2:30 PM - 4:00 PM (ET)
For further details, please visit:
https://www.theknowledgegroup.org/webcasts/tax-accounting-finance/finance/the-kokesh-v-sec-ruling
About Paul Rose
Professor Paul Rose is the Associate Dean for Academic Affairs and professor in business law and securities law at The Ohio State University. He has written extensively on sovereign wealth funds, corporate governance, and securities regulation, and has consulted the U.S. Senate Committee, the U.S. Securities & Exchange Commission, the Government Accountability Office, and the Congressional Research Service. Prior to joining the faculty at The Ohio State University Moritz College of Law, Professor Rose was a visiting assistant professor in securities and finance at Northwestern University School of Law, practiced law in Covington & Burling LLP’s San Francisco office and worked as an assistant trader in equity and emerging market derivatives at Citibank. He graduated with honors from Brigham Young University with a B.A. in Philosophy, and has a J.D. from the U.C.L.A. School of Law.
Event Synopsis:
On June 5, 2017, the U.S. Supreme Court unanimously ruled in Kokesh v. SEC that disgorgement of ill-gotten gains by a defendant in a Securities and Exchange Commission (SEC) action is a penalty subject to the five-year statute of limitations provision in 28 U.S.C. § 2462. The impact of this decision may well be far-reaching, and will significantly affect investigations and enforcement efforts and practices by the SEC and other federal financial regulators. At the same time, Kokesh has provided some powerful arguments to defendants against disgorgement and other remedies in SEC and other government proceedings.
In a LIVE webcast, a panel of thought leaders and practitioners assembled by The Knowledge Group will discuss the Supreme Court decision in Kokesh v. SEC and its significant impact on SEC enforcement actions and other financial regulatory investigations.
Key issues that will be covered in this course are:
-Overview of 28 U.S.C § 2462
-Supreme Court Decision in Kokesh v. SEC
-Significant Implications for Federal Financial Regulators
-Implications for Disgorgement in Ongoing Investigations
-Impact on Other Sanctions
-Other Expected Challenges
About The Knowledge Group, LLC/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: http://theknowledgegroup.org/
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