Mr. Fugler updates private fund managers on the Securities and Exchange Commission (SEC), the actions of the SEC's Division of Examinations (EXAMS) and Division of Enforcement (Enforcement) providing guidance to bolster their compliance programs. He will discuss challenges in the capital raising journey in the Private Fund Industry together with Private Fund Manager compensation.
“the words management people speak, be it at presentations, road shows, trade shows or in their working day, are actually delivering a positive message and image of the company and showing commitment and passion for their contribution to building this company.”
Mr. Fugler discussed Legal, Compliance, and Regulatory Information for Private Fund of Fund Managers, touching on Rules that may impact them. He also discussed how the Fund of Fund Industry process works.
At the Retreat, Mr. Fugler discussed recent changes with the Securities and Exchange Commission Rules that may impact Private Fund Managers and the current challenges of the capital raising journey in the Private Fund Industry.
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