Dr. Adrienna Huffman, Senior Associate, The Brattle Group, Inc. to Speak at The Knowledge Group’s 2023 Securities Litigation and Enforcement Mid-Year Update
The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Dr. Adrienna Huffman, Senior Associate, The Brattle Group, Inc. will speak at its webcast entitled, “2023 Securities Litigation and Enforcement Mid-Year Update.”
- (1888PressRelease) July 20, 2023 - This event is scheduled for August 1, 2023, from 12:00 PM to 1:00 PM (ET).
For further details, please visit:
https://knowledgewebcasts.com/know-portfolio/securities-litigation-and-enforcement-cle/
About Dr. Adrienna Huffman
Dr. Adrienna Huffman is a Senior Associate with The Brattle Group, where her expertise lies in capital markets and securities rules, particularly in the arena of financial reporting and disclosures. She conducts economic, financial and statistical analysis in the context of regulatory investigations, contract disputes, and commercial litigation.
Prior to joining The Brattle Group, Dr. Huffman was an Assistant Professor at Tulane University’s A.B. Freeman School of Business. During her tenure, she served as a visiting fellow at the Securities & Exchange Commission’s (SEC) Division of Economics and Risk Analysis, where she received direct experience at the U.S.’s capital markets regulator and gained exposure to its enforcement and regulatory policies. Dr. Huffman’s research is published in peer-reviewed academic journals and various industry outlets. She recently testified in front of a jury trial and has been a featured expert on several continuing professional education webinars related to her expertise.
About The Brattle Group, Inc.
The Brattle Group answers complex economic, regulatory, and financial questions for corporations, law firms, and governments around the world. The firm aims for the highest level of client service and quality in the industry.
The firm is distinguished by its credibility and the clarity of its insights, which arise from the stature of its experts; affiliations with leading international academics and industry specialists; and thoughtful, timely, and transparent work. Brattle’s clients value its commitment to providing clear, independent results that withstand critical review.
Event Summary
The Securities and Exchange Commission (SEC) has actively pursued significant enforcement actions for FY 2023 H1 period, zeroing in on various violations within the securities industry. Notably, the SEC has taken measures against unregistered cryptocurrency exchanges and securities offerings while continuing to ramp up its enforcement efforts in the ESG space.
Moreover, with cybersecurity breaches, market manipulation, artificial intelligence, and other emerging regulatory challenges on the horizon, it is crucial for industry participants to stay ahead of these developments to protect themselves and their investors.
Listen as distinguished securities practitioners Adrienna Huffman (The Brattle Group) and Joni S. Jacobsen (Dechert LLP) provide the audience with an in-depth analysis of the current state of securities litigation and enforcement. In this update, the speakers will provide insights on recent SEC actions, significant court rulings, and notable trends from the first half of 2023.
Key topics include:
- Understanding SEC Enforcement Priorities
- Recent SEC Actions and Court Rulings
- Emerging Regulatory Challenges
- Best Practices for Compliance
- Expert Insights on Notable Trends
About The Knowledge Group
Founded in November 2006, The Knowledge Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, human resources professionals, technology officers, and business consultants in a wide range of industries.
The Knowledge Group strives to be the best-in-class provider of continuing education by bringing forth relevant content you can’t get anywhere else.
Contact:
Therese Lumbao
Director, Member Services
The Knowledge Group, LLC
info ( @ ) theknowledgegroup dot org
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