Debra Jenks, Esq., Partner, Jenks & Harvey LLP to Speak at The Knowledge Group’s Webcast
The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Debra Jenks, Esq., Partner, Jenks & Harvey LLP will speak at its webcast entitled, “FINRA Arbitration and Enforcement: A Year in Review and What Lies Ahead.” This event is scheduled for Thursday, December 9, 2021 from 12:00 pm to 1:30 pm (ET).
- (1888PressRelease) November 19, 2021 - For further details, please visit:
https://knowledgewebcasts.com/know-portfolio/finra-arbitration-and-enforcement-cle-cpe/
About Debra Jenks, Esq.
Ms. Jenks has over 30 years of legal experience representing financial institutions, wirehouses, independent broker-dealers, insured broker-dealers, investment professionals, officers and directors, and financial advisers in retail, industry, and employment disputes as well as in compliance and regulatory matters. She defends registered persons and entities in regulatory matters. She has represented retail and institutional investors in securities matters and arbitration.
About Jenks & Harvey LLP
Experience matters in a securities law dispute, and we have the experience required to vigorously pursue the desired outcome. With a deep and invaluable grasp of complex issues and strategic foresight, Jenks & Harvey LLP combines exceptional legal expertise and extensive industry knowledge with creative thinking to resolve legal matters.
Event Summary
The FINRA arbitration and enforcement landscape has been continuously reshaped with rule changes as well as complications due to Covid-19 restrictions and the resulting change to remote work. Thus, all affected professionals must keep themselves abreast of the emerging updates in this space.
In this LIVE CLE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will provide a review of FINRA Arbitration and Enforcement in 2021 and discuss what lies ahead for 2022. Speakers will discuss the challenges and changes in this space due to recent events and regulatory developments.
Some of the major topics that will be covered in this course are:
• FINRA Arbitration Statistics
• Covid-19 Implications to FINRA Arbitrations
• Areas of Regulatory Focus
• What Lies Ahead
About The Knowledge Group
Founded in November 2006, The Knowledge Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, human resources professionals, technology officers, and business consultants in a wide range of industries.
The Knowledge Group strives to be the best-in-class provider of continuing education by bringing forth relevant content you can’t get anywhere else.
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