Debra A. Jenks,Esq., Partner, Debra A. Jenks, P.A. to Speak at TKG’s Recent Trends and Key Issues in FINRA Arbitration and Enforcement
The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Debra A. Jenks, Esq., Partner, Debra A. Jenks, P.A. will speak at its webcast entitled, “Recent Trends and Key Issues in FINRA Arbitration and Enforcement” This event is scheduled for November 13, 2023, from 12:00 pm to 1:00 pm (ET).
- (1888PressRelease) October 24, 2023 - The Knowledge Group, the leading producer of regulatory focused webcasts, has announced today that Debra A. Jenks, Esq., Partner, Debra A. Jenks, P.A. will speak at its webcast entitled, “Recent Trends and Key Issues in FINRA Arbitration and Enforcement” This event is scheduled for November 13, 2023, from 12:00 pm to 1:00 pm (ET).
For further details, please visit:
https://knowledgewebcasts.com/know-portfolio/finra-arbitration-and-enforcement-cle-2023/
About Debra A. Jenks, Esq.
Ms. Jenks has over 35 years of legal experience representing financial institutions, wirehouses, independent broker-dealers, insured broker-dealers, investment professionals, officers and directors, and financial advisers in retail, industry, and employment disputes as well as in compliance and regulatory matters. She defends registered persons and entities in regulatory matters. She has represented retail and institutional investors in securities matters and arbitration.
About Debra A. Jenks, P.A.
Drawing on over 70 years of combined legal and business experience, our attorneys at Jenks & Harvey, LLP have the extensive skill set required to resolve complex to general securities issues effectively and efficiently. Our lawyers represent parties in disputes over securities matters before various tribunals across the country.
Our attorneys have a well-earned reputation for providing strategic advocacy and sound counsel on complex matters. Having successfully handled millions of dollars of claims over the years, our results speak for themselves.
Event Summary
The FINRA arbitration and enforcement landscape has undergone significant transformations in recent years. Among these changes include revisions to the arbitrator selection process, proposed regulations on the use of artificial intelligence, and adaptations to expungement proceedings. These developments underscore FINRA’s commitment to fortifying dispute resolution and enhancing regulatory oversight.
Thus, to effectively navigate the changing landscape, practitioners must stay abreast of these evolving compliance requirements.
Join experienced securities arbitration practitioners Rebecca A. Beers (RumbergerKirk) and Debra A. Jenks, Esq. (Debra A. Jenks, P.A.) as they delve into the latest trends and pivotal developments in FINRA arbitration and enforcement. The speakers will also provide invaluable insights on the current regulatory focus as well as provide best practices for maintaining compliance in this dynamic financial environment.
Some of the major topics that will be covered in this course are:
• Regulatory Landscape: An Overview
• Analysis of Notable Arbitration Cases
• Enforcement Priorities and Strategies
• Emerging Dispute Resolution Trends
• Best Compliance Practices
About The Knowledge Group
Founded in November 2006, The Knowledge Group has been at the forefront of providing quality continuing education programs for lawyers, accountants, financial executives, risk and compliance specialists, human resources professionals, technology officers, and business consultants in a wide range of industries.
The Knowledge Group strives to be the best-in-class provider of continuing education by bringing forth relevant content you can’t get anywhere else.
Contact:
Therese Lumbao
Director, Member Services
The Knowledge Group, LLC
info ( @ ) theknowledgegroup dot org
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