Brian P. Nally, Partner, Reminger to Speak at TKG's Event
The Knowledge Group Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Brian P. Nally, Partner, Reminger will speak at the Knowledge Group’s webcast entitled: “Proposed “Best Interest” Standard for Brokers: What Is It and Why You Need to Know LIVE Webcast.”
- (1888PressRelease) October 05, 2018 - This event is scheduled for Friday, November 9, 2018 @ 12:00 pm - 2:00 pm ET.
For further details, please visit:
https://www.theknowledgegroup.org/webcasts/proposed-best-interest-standard-for-brokers/
Please enter a unique summary that best describes your press release. Please DO NOT copy and paste the top portion of your press release.About Brian P. Nally
About Brian Nally
Brian is a Partner out of Reminger’s Cleveland and Indianapolis offices. His national litigation practice focuses on securities and business litigation. Brian regularly represents broker-dealers, registered representatives, Registered Investment Advisors, and other clients in the financial services industry in state and federal court litigation and arbitration disputes before the Financial Industry Regulatory Authority (FINRA) arbitration and American Arbitration Association (AAA). Brian also has experience representing clients in government regulatory investigations or enforcement actions brought by FINRA, the Securities and Exchange Commission, professional boards (e.g., the CFA Institute, CFB Board), departments of securities, the department of insurance, and the Internal Revenue Service. Additionally, Brian represents financial institutions, banks, businesses, Directors and Officers, and other parties in complex litigation.
Brian has been recognized as a “Rising Star,” for Securities Litigation by Ohio Super Lawyers Magazine in 2014, 2015, 2016, 2017, and 2018, a recognition given to less than 2.5% of lawyers in the State of Ohio. He is also “AV” Rated by Martindale-Hubbell, peer rated for Highest Level of Professional Excellence.
After obtaining his undergraduate degree, cum laude, from Coker College, Brian spent time in the financial services industry as a summer equity research analyst for Jefferies & Co. in New York. Brian then attended Case Western Reserve University School of Law, where he was a member of the McGee National Civil Rights Moot Court Team, member of the Dean’s List, recipient of the CALI High ‘A’ Award Winner for Evidence, and recipient of the Sidney H. Moss Award.
About Reminger
At Reminger, we embrace our Midwestern roots. We value hard work, a roll-up-yoursleeves approach and get-it-done attitude. It is our belief that this mindset, combined with our relentless pursuit of delivering results in the most efficient manner possible, drives the continuing demand for our services. We are proud of our reputation not only as a seasoned litigation firm with a diverse client base, but also as a sophisticated provider of legal services encompassing real estate, corporate, business, tax, estate planning, probate disputes and more.
Event Synopsis:
In an effort to clarify and enhance the existing regulatory requirements for broker-dealers, the U.S. Securities and Exchange Commission (SEC) recently released its “Best Interest” standard. According to SEC, the proposed regulation is "designed to enhance the quality and transparency of investors’ relationships with investment advisers and broker-dealers while preserving access to a variety of types of advice relationships and investment products."
If adopted as proposed, the standard will require broker-dealers and persons associated with a broker-dealer to act in the best interest of a retail customer when providing recommendations to any transactions involving securities.
In this LIVE Webcast, a panel of thought leaders and professionals brought together by The Knowledge Group will discuss in depth the fundamentals as well as significant issues surrounding the Proposed “Best Interest” Standard for Brokers. Speakers will also identify recent trends, developments and updates surrounding this significant topic.
Key topics include:
• SEC’s “Best Interest” Standard for Brokers: An Overview
• Obligations and Compliance
• Common Red Flags
• Risks and Pitfalls
• Opportunities and Challenges
• Future Implications
• What Lies Ahead
About The Knowledge Group/The Knowledge Congress Live Webcast Series
The Knowledge Group was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register for an event, please visit: http://theknowledgegroup.org/all-events-list
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