Alma Angotti and Tim O'Neal Lorah of Navigant Consulting to Speak at TKG's Event
The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, has announced today that Alma Angotti, Managing Director and Tim O’Neal Lorah, Senior Director of Navigant Consulting will speak at the Knowledge Congress’ webcast entitled: “Customer Due Diligence Requirements for Financial Institutions: Practical Tips and Strategies.
- (1888PressRelease) September 02, 2017 - For further details, please visit:
https://www.theknowledgegroup.org/webcasts/risk-and-compliance/business-and-corporation-risk-and-compliance/customer-due-diligence-requirements-for-financial-institutions
About Alma Angotti
Alma Angotti is a Managing Director in the Global Investigations & Compliance practice. A widely recognized anti-money laundering (AML) expert. Recently, Alma held interim senior AML compliance leadership positions at several global and regional financial institutions providing day-to-day management of their compliance programs and assisting them with implementing enhancements, she has held senior enforcement positions at the SEC, Treasury’s Financial Crimes Enforcement Network (FinCEN) and FINRA (Financial Industry Regulatory Authority).
About Tim O’Neal Lorah
Tim O’Neal Lorah is a Senior Director with Navigant’s Global Investigations and Compliance Practice, specializing in anti-money laundering (“AML”), economic sanctions, anti-boycott and corruption and financial crime compliance.
Tim O'Neal Lorah has over 18 years of experience in the financial crime compliance arena, having served as a Managing Director and Global Head of Anti-Money Laundering and Financial Crime Compliance at both Morgan Stanley and Barclays (as CF11). In his in-house roles, Mr. Lorah led the strategic direction, oversight and coordination of the global financial crime compliance program across all product and business lines, including retail, business, corporate and investment banking, institutional securities/capital markets, private wealth management and retail brokerage services. He also served as the senior point-of-contact with U.S. and non-U.S. regulatory agencies, law enforcement and external bodies worldwide on matters relating to anti-money laundering, economic sanctions, anti-bribery and corruption and financial crime compliance. At both institutions, Mr. Lorah led various initiatives to strengthen corporate culture, including a redesign of the banks' internal code of conduct.
About Navigant Consulting
Navigant Consulting, Inc. (NYSE: NCI) is a specialized, global professional services firm that helps clients take control of their future. Navigant’s professionals apply deep industry knowledge, substantive technical expertise, and an enterprising approach to help clients build, manage and/or protect their business interests. With a focus on markets and clients facing transformational change and significant regulatory or legal pressures, the Firm primarily serves clients in the healthcare, energy and financial services industries. Across a range of advisory, consulting, outsourcing, and technology/analytics services, Navigant’s practitioners bring sharp insight that pinpoints opportunities and delivers powerful results. More information about Navigant can be found at navigant.com.
Event Synopsis:
The May 11, 2018 final applicability date of FinCEN’s Customer Due Diligence Rule (“CDD Rule”) will be here quicker than you think. With that in mind, financial institutions should be considering what needs to be done now to ensure that they are in full compliance with the rule by that date.
Join a panel of key thought leaders and professionals assembled by The Knowledge Group that will provide practical advice and tips on:
-Building a Customer Profile, including:
-Understanding who is a legal entity customer
-Who is a beneficial owner of a legal entity customer
-When and how beneficial owners are verified
-How is beneficial ownership verified
-Understanding the nature and purpose of the customer relationship
-Using the Customer Profile, including how to conduct and use:
-Routine transaction monitoring; and
-Monitoring Triggered Update of Customer Information
-Technology Considerations, including
-Changes and enhancements to systems; and
-Systems testing
About The Knowledge Group/The Knowledge Congress Live Webcast Series
The Knowledge Congress was established with the mission to produce unbiased, objective, and educational live webinars that examine industry trends and regulatory changes from a variety of different perspectives. The goal is to deliver a unique multilevel analysis of an important issue affecting business in a highly focused format. To contact or register to an event, please visit: http://theknowledgegroup.org/
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